New WhatsApp record-keeping fine imposed by the UK energy regulator.
The UK’s energy market regulator, Ofgem, has imposed a fine of £5.41 million on Morgan Stanley & Co. International plc (MSIP) for its...
SEC and CFTC take firm stance: Hefty fines imposed on firms for record-keeping failures
Yesterday, the SEC and CFTC dropped hefty fines of $289 million and $260 million respectively. Thirteen firms got caught using...
Evolving at Pace, Custodia CC1 Service and Ecosystem
Amidst our busy schedule at Custodia, we haven't had the chance to update everyone on the latest developments with CC1. So, let's take a...
Custodia forges partnership with Intelligent Voice to enhance compliant voice capture
Partnership transforms communications compliance data into strategic asset for regulated industries. Regulated digital data capture,...
Are you ready for more investigations of off-channel communications from US regulators?
Dr Nathalie Aubry-Stacey After the FINRA annual conference, it is clear that the SEC will be issuing more sweeps. Gurbir Grewal, director...