Optimize Communication Compliance in Hybrid Work Environments: A Dive into Record-Keeping Challenges
In a recent Conduct Risk Assessment of Telephone and Electronic Communications conducted by the Central Bank of Ireland in securities...
Unlocking the Power of Voice Transcription and Biometrics in Compliance and Beyond
Introduction In today’s digital age, every bit of communication, whether it’s audio, text, or video, is a treasure trove of high-valuable...
Achieving Data Accuracy and Efficiency with CC1's Reconciliation Process
In the fast-paced world of data-driven decision-making, accuracy and reliability are the cornerstones of success. The process of data...
SEC's Expanding WhatsApp Probe: Heightened Risk for Financial Firms
The SEC is broadening the scope of its WhatsApp probes beyond broker dealers to reach the buy-side. This development is a crucial signal...
Introducing Off-Channel Communications Compliance Service to Address Major Regulatory Headache
With regulatory enforcement actions addressing record-keeping violations associated with off-channel communications now into the...